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Disclosures
We are licensed to offer securities to
residents of:
Alaska, Alabama, Arizona, California, Colorado,
Connecticut, Florida, Georgia, Hawaii, Idaho, Illinois,
Indiana, Kansas Massachusetts, Michigan, Minnesota,
Mississippi, Montana, Nevadaa, New Hampshire, New
Mexico, New York, North Carolina, Oklahoma, Oregon,
Tennessee, Texas, Utah, Virginia, Washington, Wyoming
We are licensed to offer advisory services to
residents of:
Alabama, Arizona, California, Connecticut, Georgia,
Idaho, Illinois, Indiana, Kansas, Minnesota,
Mississippi, Montana Nevada, Oregon, Virginia,
Washington, Wyoming
We are licensed for insurance products in the
states of:
Alaska, California, Montana, Oregon, Washington
This is neither an offer to sell nor a
solicitation to buy any security. Such an offer
can be made only by the prospectus for the specific
security.
Email is subject to transmission failures or
delays. Please do not send time sensitive
material, such as an order to buy or sell a security or
transfer money. Such matters are best
communicated in a two way telephone conversation, or in
writing if a signature is required.
One or more of the principals of Northwest Quadrant
Wealth Management are currently security licensed in
AL, AK, AZ, CA, CO, CT, FL, GA, ID, IL, IN, KS, MN, MS,
MT, NV, NM, NY, NC, OR, TN, TX, UT, VA, WA and WY; and
investment advisory licensed in AZ, CA, CT, ID, IL, IN,
MT, NV, OR, VA and WA; and insurance licensed in AK,
CA, OR and WA. Securities and Investment Advisory
services are offered through KMS Financial Services,
Inc., an SEC Registered Investment Advisor and member
of the Financial Industry Regulatory Authority (FINRA)
and the Securities Investor Protection Corporation
(SIPC) is securities licensed in all 50 states.
A broker/dealer, investment advisor, BD agent or IA rep
may only transact business in a particular state after
licensure or satisfying qualifications requirements of
that state, or only if they are excluded or exempted
from the state’s broker/dealer, investment
advisor or BD agent or IA rep requirements; and follow
up, individualized responses to consumers in a
particular sate by broker/dealer investment advisor, BD
agent or IA rep that involve either the effecting or
attempting to effect transactions in securities or the
rendering of personalized investment advice for
compensation, shall not be made without first complying
with the state’s broker/dealer, investment
advisor, BD agent or IA rep requirements, or pursuant
to an applicable sate exemption or exclusion. For
information concerning the licensure status or
disciplinary history of a broker/dealer, investment
advisor BD agent or IA rep, please do not hesitate to
contact your state securities law administrator.
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